License: Series 4 - Registered Options Principal Examination (OP)
Covered supervisory activities and products include regulatory compliance over trading, market making, underwriting and advertising of: ?Equity options ?Foreign currency options ?Interest rate options ?Index options ?Options on government and mortgage-backed securities
- Stand-alone license
- State exam required
- No education required
- Continuing education required
- No experience required
- Background check required
- No physical requirements
License information updated 07/19/2019